About AML Audit Services

AML Audit Services is operated by industry professionals with over twenty-five years of industry experience drawn from multiple disciplines including operations, sales supervision, regulatory compliance, continuing education and training, and arbitration. This singular combination of financial services industry knowledge and AML expertise make us uniquely qualified to address your need for a trusted partner in assessing and testing your AML Compliance Program.

We do more than just audit your operational areas with a checklist or restate what your firm already knows. Instead, we provide findings, process improvement recommendations, compliance advice, and feedback based on interviews with personnel, a hands-on review of your risk and compliance practices, and insights from our work with peer firms.

AMLas inset image

Compliance—regulatory and best practice—can be a big challenge for many. Industry analysts indicate our world is expected to get more regulated, not less. We understand the compliance challenges you face. Our knowledge ensures the ongoing support you need to continue to operate ahead of the regulations.

AML Audit Services is a member of the Association of Certified Anti-Money Laundering Specialists (ACAMS) and holds the prestigious CAMS® certification awarded to professionals who successfully complete a rigorous examination demonstrating their aptitude and expertise in anti-money laundering detection and enforcement. This certification requires strict continuing education on all matters related to anti-money laundering and related compliance and regulatory matters. AML Audit Services also satisfies the definition of "independent" defined in FINRA Rule 3310 enabling us to conduct your AML program audit within the rule requirements.

Affiliations

AML Audit Services is a member of the Association of Certified AML Specialists (ACAMS), SIFMA Compliance & Legal Society, SIFMA Internal Audit Society, and is a registered State of New Jersey Woman Business Enterprise (WBE).