Laura H. Goldzung, CFE, CA

By

AML Audit Services AML Audit Services. Your trusted AML advisor
89 Headquarters Plaza North 14th Floor Morristown, NJ 07960
Phone: 800-870-8076
AML Audit Services
89 Headquarters Plaza North 14th Floor Morristown, NJ 07960
Phone: 800-870-8076
March 30, 2016 Laura H. Goldzung, CFE, CA
    800-870-8076       info@amlauditservices.com       

AML Consulting Firm Specializing in
AML Compliance Services

How We Differentiate

AMLAS is an Anti-Money Laundering consulting firm, comprised of certified AML specialists with an expertise in independent testing. Our extensive knowledge of AML compliance regulations in multiple sectors enables us to create a custom approach for each client’s unique business model.

AMLAS’ enhancement-driven processes are built around our clients’ unique needs. Assigned to each engagement is a certified AML industry specialist who works with each client and serves as an advisor. We take the time to understand the subtleties and nuances of your underlying business model and combine our knowledge of the AML environment and regulatory expectations to assist in achieving a higher level of AML compliance.

Customized Approach

Our boutique business model enables us to take a customized approach with each engagement. We scale our service offerings to fit our clients’ AML needs.

Trusted Advisors

Assigned to each engagement is an AML-certified industry specialist who works as a professional advisor through the entire process.

Proven Process

Through our proven three-step process, we identify compliance gaps, recommend enhancements and work collaboratively to develop realistic and attainable action steps for implementation.

Our Story

Founded in 2009, AMLAS was born out of a vision to differentiate by specializing in the required independent AML testing, while providing a high-quality engagement comprised of a tailored approach, quality AML compliance advice and a solid process. Providing a scalable, customized engagement for small- to medium-sized institutions across the industry, AMLAS has become the go-to firm for independent AML testing.

Our Clients

AMLAS’ clients include banks, credit unions, mutual funds, investment advisors, securities broker-dealers, money services businesses of all types, insurance companies, residential mortgage lenders and originators, and emerging technology and payments companies. AMLAS also services companies who are not subject to regulatory requirements, but because of industry relationships have an AML program.

“AMLAS did a great job explaining the process and improvements necessary to achieve a higher level of compliance. Some consulting firms present information in a manner that an auditor would not present. AMLAS offered us workable examples of what to do. The report provided was very helpful, very clear, and tied everything back to regulations and standards to move forward.”

Internal Audit Manager, Broker-Dealer/RIA

2016-03-17T21:29:21+00:00

Internal Audit Manager, Broker-Dealer/RIA

“AMLAS did a great job explaining the process and improvements necessary to achieve a higher level of compliance. Some consulting firms present information in a manner that an auditor would not present. AMLAS offered us workable examples of what to do. The report provided was very helpful, very clear, and tied everything back to regulations and standards to move forward.”

“AMLAS was responsive and had the scalability needed. Price, skill set and availability helped sell it. At our exit meeting, they were very clear about what needed to be fixed. Final documentation was very good, very impressive. They were very helpful – went above and beyond, and State regulators were very impressed.”

COO, AML Compliance Officer, Money Services Business

2016-03-17T21:31:24+00:00

COO, AML Compliance Officer, Money Services Business

“AMLAS was responsive and had the scalability needed. Price, skill set and availability helped sell it. At our exit meeting, they were very clear about what needed to be fixed. Final documentation was very good, very impressive. They were very helpful – went above and beyond, and State regulators were very impressed.”

"We wanted a firm that knew our industry. They were great with the interview process, had fantastic knowledge of expectations of examiners and regulators, and were well connected in the AML environment. They advised us as to what everyone else in the industry was doing. We liked that they were specific to the AML audit service. Knowledgeable advisors. We were comfortable asking questions and knowing they would have the answers."

CCO, Insurance Company

2016-03-17T21:30:35+00:00

CCO, Insurance Company

"We wanted a firm that knew our industry. They were great with the interview process, had fantastic knowledge of expectations of examiners and regulators, and were well connected in the AML environment. They advised us as to what everyone else in the industry was doing. We liked that they were specific to the AML audit service. Knowledgeable advisors. We were comfortable asking questions and knowing they would have the answers."

“We were under an MOU and wanted an AML audit specialist instead of a compliance firm to conduct our audit. We were impressed with the thoroughness of the examiners and the comprehensiveness of the report and work papers.

Chief Internal Auditor, Community Bank

2016-03-15T19:52:20+00:00

Chief Internal Auditor, Community Bank

“We were under an MOU and wanted an AML audit specialist instead of a compliance firm to conduct our audit. We were impressed with the thoroughness of the examiners and the comprehensiveness of the report and work papers.”

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