AML Independent Testing, Audit Services & Reports

By AML Security Services President and Founder of AML Audit Services Laura H. Goldzung, CFE, CAMS is President and Founder of AML Audit Services, LLC, an anti‐money laundering and fraud boutique consultancy specializing in independent testing and compliance consulting services to financial and nonbank financial institutions. Additional expertise includes domestic and international training, design and development of BSA/AML compliance programs, risk assessment and analysis, remediation and corrective action programs, expert witness testimony, and CFPB compliance benchmark assessments. She has worked with institutions that have been referred to enforcement for BSA/AML violations, helping them to bring their AML programs into compliance. In her more than 30 year career in the financial services industry, Ms. Goldzung has worked in a variety of executive roles, most notably as managing director at the Securities Industry Association (now SIFMA), where she assisted member‐firms in coordinating the implementation of the USA PATRIOT Act and the development of AML training. In addition, she served as Executive Director for the Securities Industry Institute at the Wharton School of Business, University of Pennsylvania. In prior years, she served in various executive management roles in the financial services industry. Operating from offices in historic Morristown, New Jersey, Ms. Goldzung serves as an industry arbitrator for FINRA Dispute Resolution and is active with several industry groups including the Association of Certified AML Specialists, Association of Certified Fraud Examiners, National Society of Compliance Professionals, and SIFMA’s Compliance & Legal and Internal Audit Societies, to name a few. She serves on a variety of industry task forces and committees, and serves as faculty for a number of industry education and university programs. Ms. Goldzung is a frequent speaker and contributor on the topic of anti‐money laundering and fraud prevention. Laura H. Goldzung, CFE, CA