Laura H. Goldzung, CFE, CA


AML Audit Services AML Audit Services. Your trusted AML advisor
89 Headquarters Plaza North 14th Floor Morristown, NJ 07960
Phone: 800-870-8076
AML Audit Services
89 Headquarters Plaza North 14th Floor Morristown, NJ 07960
Phone: 800-870-8076
March 30, 2016 Laura H. Goldzung, CFE, CA

AML Compliance Consulting Services

Smart bank and nonbank institutions recognize the value of bringing in outside assistance to ensure their compliance with Bank Secrecy Act/Anti-Money Laundering (BSA/AML) regulations because the costs of non-compliance are steep and may include:

  • Civil penalties may be assessed on the institution and individuals
  • Risk of business, financial, and reputational loss

AML Audit Services has the extensive knowledge, practical skills, and hands-on experience in helping institutions develop and implement sound AML compliance controls for detection and prevention of money laundering and other financial crimes.

lightbulbA Short AML Compliance History Lesson

The push for bank and nonbank financial institutions to implement and abide by strict anti-money laundering (AML) programs began in 1970 with the Bank Secrecy Act/Anti-Money Laundering (BSA/AML). It was compounded in 2001 by the very real presence of terrorism with the passing of the USA PATRIOT Act of 2001.

More recently, the Code of Federal Regulations 31 CFR Part 1029.210, finalized in 2012, designated nonbank residential mortgage lenders and originators (RMLOs) as loan or finance companies, requiring them to establish AML programs and abide by the same BSA/AML compliance requirements as other nonbank institutions.

Core AML Audit Services offerings include:

AML Independent Testing

A thorough, independent evaluation of the AML compliance program.

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AML Training

Comprehensive instruction, via live seminars or on-demand webinars, from respected industry professionals on a variety of BSA/AML topics.

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Compliance Consulting

One-off or ongoing assistance to help clients establish best practice governance for their AML compliance program.

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